Regulatory Oversight Manager – London – Inside IR35 (LRROM) City of London, England

Salary: GBP800 - GBP900 per day + Inside IR35
Regulatory Oversight Manager – London – Inside IR35

Prestigious London based Finance client requires an accomplished Regulatory Oversight Manager with extensive experience in CASS and the ability to understand Rule book from a Custody level. The Regulatory Oversight Manager will take on responsibility for advising on all aspects of the UK CASS environment and will support and advise the Compliance Head of Investment Advisory, Client Asset Oversight Officer and Business leads in assessing the current/emerging risks concerning the businesses.
• Representing Compliance at Senior CASS Forums.
• Liaising with the business and Senior Management in respect to existing and emerging issues and risks
• Providing timely and accurate Management Information where relevant to internal stakeholders
• Representing Compliance on Regulatory Change Projects which are impacted by CASS
• Act as Regulatory lead on all CASS matters
• The role may require input across other operations where business is outsourced. Therefore, the jobholder should be prepared to travel from time to time. The role may also from time to time afford the right candidate an opportunity to represent Compliance in our coverage of areas of regulatory compliance outside of CASS.
• Must comply with the FCA and PRA Conduct Rules.


• Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background.
• A compliance qualification would be a distinct advantage.
• Proven experience in the UK Financial Sector, with a strong background in CASS/Client Asset compliance or assurance.
• Good report writing and presentation skills.
• Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy.
• Superior interpersonal and communication skills.
• Must be able to understand and apply outcome focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm.

Click Apply now/Contact Lianne to be considered for the Regulatory Oversight Manager – London – Inside IR35 role