This position is no longer open for applications

Our client, a mid-sized Boston based private investment manager, is looking to add to staff. They are looking for someone with 3+ years of investment compliance experience. Primary duties include, but are not limited to, prepare standard investment management agreements and private fund subscription documents and coordinate delivery to new clients/investors; review, identify, and summarize key elements of client-prepared investment management agreements for further negotiation; assist clients/investors with technical and administrative details upon request; coordinate weekly meetings/communication with other internal teams to provide status of client intake pipeline; administer the firm’s Code of Ethics program; monitor and maintain Code of Ethics website; prepare and coordinate filing of Form 13F, Form LM-10, and assist with the preparation of filing Form ADV;  identify and recommend ways to improve our process and systems to benefit the company and our clients; and assist with maintaining the company’s corporate minute book and related tasks. The ideal candidate must have strong verbal and written communication skills; excellent PC Skills including Word, Excel; ability to handle multiple responsibilities, handle tight deadlines, and take initiative; efficient organizational and time management skills; ability to collaborate and influence others; a Bachelor’s Degree; 2+ years experience in a regulatory compliance type role; and general understanding of securities law, specifically the Investment Advisers Act of 1940.